Financial services firms demand the flexibility to communicate over the networks their clients prefer. This can be challenging as new networks keep pace with evolving compliance requirements. Actiance helps meet these challenges by delivering:
Vantage delivers forensically-sound capture including full binary record and hash value, message order preservation, and chain of custody protection
Vantage enables firms to meet specific record keeping requirements outlined by FINRA, SEC, HIPAA, FCA, and MiFID
Alcatraz provides quick ingestion, search, review, and export of content to meet time-sensitive compliance requests
Alcatraz is designed as a certified WORM storage platform to meet SEC 17a-4, IIROC, FCA, and MiFID II requirements
Unify identity management and data mapping by capturing profiles and user identification across Financial Networks
Review complete records of full conversations to improve review efficiency & effectiveness
Alcatraz leverages the same technologies that power Amazon, Netflix, and Google for sustainably fast performance and extensibility
Enable compliance with Financial Services supervisory requirements with expressive review policies, flexible workflows, and robust dashboards and reporting, while leveraging full APIs to deliver Financial Network content to downstream apps for holistic surveillance.
Actiance delivers a unified platform enabling you to capture and archive content across leading financial networks and many other communications channels. The platform provides extensibility and open APIs to easily integrate new channels as required by your clients. The Actiance Platform includes:
Vantage: enables the compliant capture of financial networks including Bloomberg, Thomson Reuters, Symphony, FactSet, IceChat, and other custom-built messaging applications
Alcatraz: an immutable, tamper-proof content store to meet retention and disposition requirements across financial networks and all other content types
Financial network compliance starts with the ability to capture content in a fashion that withstands regulatory scrutiny. Financial content should be complete including capture of metadata, should include a binary record, as well as complete chain-of-custody that highlight how information has been captured - and by whom. This should exist regardless of the content source, API availability, or whether the servers housing the financial content are located in the cloud. Simply screen scraping or using rudimentary tools for the capture of today's content variety and richness is - in many cases- not sufficient.
Financial network compliance also encompasses how this information is preserved and archived. Within financial services, most major regulators around the world demand that information be archived in a tamper-proof, WORM-compliant content store to prevent potential data loss or exposure to those with intent on doing harm. Financial network archiving must meet these immutability requirement, while at the same time, ensure that information is always accessible, subject to supervisory review requirements, and is easily extractable to meet the unpredictable demands of regulators.
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