Social media has emerged as a powerful, cost-effective channel within the financial services industry to reach new customers and strengthen existing relationships.
However, when rolling out social media programs, financial institutions need to consider existing Securities & Exchange Commission (SEC) rules and the Financial Industry Regulatory Authority (FINRA) guidelines.
Moreover, all these different social media channels present attractive avenues for hackers to unleash viruses and other types of malware on unsuspecting users.
Download this whitepaper and find out how you can put in place the appropriate solutions to address the compliance and security concerns facing your organization, including:
- The compliance requirements for financial institutions rolling out social media initiatives
- How to properly address these compliance requirements
- Evaluating potential technology solutions
- Best practice approach and the case for TrueCompliance TM
Download the white paper now!