2016 was an eventful year for those who need to stay on top of compliance. The SEC undertook 868 enforcement actions totaling over $4B in sanctions, while sweeping new requirements contained within MiFID II and GDPR drew closer.

Now, with the possibility of deregulation growing, what can compliance teams expect in 2017?

Watch the on-demand webinar now, where you will learn:

  • Key recordkeeping and supervisory themes emerging from 2016 regulatory actions
  • Top 5 regulatory compliance predictions for 2017
  • What steps you can take to ensure the compliant use of new communications channels

                                                                         

Speakers


Robert Cruz

Robert Cruz is Senior Director of Information Governance for Actiance. He has more than 20 years of experience in providing thought leadership on emerging topics including cloud computing, information governance, and Discovery cost and risk reduction.

 

Jasmine Wu

Jasmine Wu is Director of Product Marketing at Actiance. She works with the largest global customers across Telecom, Healthcare, and Financial Services, helping firms fully leverage innovative compliance solutions across unified communications and collaboration technologies.