Meeting MiFID II Requirements with Actiance

The Markets in Financial Instruments Directive (MiFID II) has been delayed by a year — based on a growing tide of alarm about the financial industry’s lack of readiness to adopt new regulatory requirements.

Firms needed that additional one-year reprieve to implement far-reaching changes to processes and infrastructure to meet the more stringent regulatory requirements.

Now’s the perfect time to get started. To help you prepare, join us for “Meeting MiFID II Requirements with Alcatraz” webinar. Hear Joanna Belbey, Compliance Subject Matter Expert and Forbes Contributor and Robert Cruz, Senior Director of eDiscovery and Information Governance, both of Actiance, provide an overview of the new requirements that will impact:

  • Record-Keeping
  • Investor Protection
  • Supervision
  • Trade Reconstruction
  • Retention and Storage

Learn how Alcatraz can help you to unleash your social business while meeting the additional MiFID II requirements.

Avoid the risks of fines, sanctions and increased regulatory scrutiny of not complying with MiFID II.

Watch the On demand Webinar Now!

Speaker:

Robert Cruz, Senior Director eDiscovery & Information Governance, Actiance, Inc.

Robert Cruz is Senior Director of Information Governance for Actiance, the leader in communications compliance, archiving and analytics. Mr. Cruz leverages more than 20 years of Silicon Valley experience in providing thought leadership on emerging topics including cloud computing, information governance, and Discovery cost and risk reduction. Prior to Actiance, Mr. Cruz was Senior Director of Information Archiving & eDiscovery for Proofpoint, Inc. Earlier in his career, Mr. Cruz served in a variety of management capacities at Electronic Evidence Discovery (EED), FileNet/IBM, BroadVision and Hewlett-Packard. Mr. Cruz holds an MBA degree from the Stanford University Graduate School of Business.