Meeting MiFID II Requirements with Actiance

The Markets in Financial Instruments Directive (MiFID II) has been delayed until January 2018 — based on the industry’s lack of readiness. Financial Services firms needed this extra time to implement MiFID’s far-reaching changes in processes and infrastructure.

It’s not too early to prepare for MiFID II!

View this recording and learn about the latest MiFID II requirements and how they impact:

  • Record-keeping
  • Investor protection
  • Supervision
  • Trade reconstruction
  • Retention and storage

 

Speaker:

Robert Cruz, Senior Director eDiscovery & Information Governance, Actiance, Inc.

Robert Cruz runs Actiance Product Marketing and provides thought leadership on topics including regulatory compliance, eDiscovery, and information governance. He brings over 20+ years of Silicon Valley experience and holds an MBA from the Stanford University Graduate School of Business.