Enterprise social software is on fire. Financial services organizations have jumped on the bandwagon and are beginning to use platforms like Jive, SharePoint, Connections, Yammer, and others to collaborate and enhance productivity. But, lurking in the shadows is the Financial Industry Regulatory Authority (FINRA) whose Regulatory Notices 10-06 and 11-39 apply equally to these platforms, just as they do to Facebook, LinkedIn, and Twitter, everybody’s social media darlings.
This means that compliance officers and legal counsel have to meet similar governance requirements as the ones for email and IM when deploying social software technologies.
This whitepaper details:
- Key rules, guidelines, and notices that impact FINRA member firms’ use of enterprise social software
- Potential risks of social software use
- 9 tips on how firms can utilize social software without incurring FINRA’s wrath
Download the white paper now!