Before financial services firms allow their staff to use social media and other new forms of communications, they must first consider and interpret existing rules and regulations around:

  • Recordkeeping
  • Testimonials
  • Suitability
  • Advertising
  • Supervision

This whitepaper for social media compliance in financial services explores some of the best practices financial services should follow in order to comply with various communications rules and regulations.

Download “9 Best Practices for Using Social Media Compliantly in Financial Services” today!