9 Best Practices for Using Social Media Compliantly in Financial Services

Before financial services firms allow their staff to use social media and other new forms of communications, they must first consider and interpret existing rules and regulations around:

  • Recordkeeping
  • Testimonials
  • Suitability
  • Advertising
  • Supervision

This white paper explores some of the best practices that regulated firms should follow when allowing their financial advisers to use social media and other new forms of communications while complying with various rules and regulations.

Download “9 Best Practices for Using Social Media Compliantly in Financial Services” today!